Chi Chung (SFC:ALQ632) Yip
葉志聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chung (SFC:ALQ632) Yip (葉志聰), a licensed former licensee with CE reference ALQ632. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2007-09-12 | 2007-11-12 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-05-04 | 2007-11-12 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-12-14 | 2006-12-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-10-06 | 2006-11-21 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2005-01-24 | 2005-10-04 |