Yao-Wen Kuo

郭耀文
CE No. ALQ624 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao-Wen Kuo (郭耀文), a licensed former licensee with CE reference ALQ624. This person has 1.7 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
CVC Asia Pacific Limited Rep Type 4 - Advising on securities 2005-01-19 2006-10-05
CVC Asia Pacific Limited Rep Type 6 - Advising on corporate finance 2005-01-19 2006-10-05
CVC Asia Pacific Limited Rep Type 9 - Asset management 2005-01-19 2006-10-05

Worked alongside

The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Yao-Wen Kuo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Kit Ho CVC Asia Pacific Limited 2005–2006
Vicki Ching Ching Hui CVC Asia Pacific Limited 2005–2006
Stanley Leung CVC Asia Pacific Limited 2005–2006
Christopher Wilfried Heine CVC Asia Pacific Limited 2005–2006
Mang Kiu Chan CVC Asia Pacific Limited 2005–2006
Roy Kuan CVC Asia Pacific Limited 2005–2006
Maarten Ruijs CVC Asia Pacific Limited 2005–2006
Bor-Shi Jin CVC Asia Pacific Limited 2005–2006
Alvin Tsz-Wang Lam CVC Asia Pacific Limited 2005–2006
Denise Lok Qun Mak CVC Asia Pacific Limited 2005–2006
Cathina Po Yee Poon CVC Asia Pacific Limited 2005
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