Siu (SFC:ALP818) Chan
陳瀟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu (SFC:ALP818) Chan (陳瀟), a licensed former licensee with CE reference ALP818. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Poplar Asset Management Limited 保納資產管理有限公司 |
RO | Type 9 — Asset management | 2012-05-14 | 2019-04-23 |
| Poplar Asset Management Limited 保納資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-04-17 | 2012-05-14 |
| Boyer Allan Investment Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2011-04-07 | 2011-12-31 |
| Boyer Allan Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2007-07-03 | 2011-04-07 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-16 | 2007-06-22 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-04 | 2005-08-16 |