Kai Wah Sham
岑啟華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wah Sham (岑啟華), a licensed former licensee with CE reference ALO244. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-22 | 2007-09-17 |
| Hang Seng Securities Limited 恒生證券有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-22 | 2007-09-17 |