Yvonne Wai See Dunn
鄧慧思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yvonne Wai See Dunn (鄧慧思), a licensed former licensee with CE reference ALO046. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axial Capital Management Limited | Rep | Type 9 — Asset management | 2005-10-20 | 2006-08-23 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-17 | 2005-08-29 |