Yvonne Wai See Dunn

鄧慧思
CE No. ALO046 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yvonne Wai See Dunn (鄧慧思), a licensed former licensee with CE reference ALO046. This person has 1.5 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Axial Capital Management Limited Rep Type 9 - Asset management 2005-10-20 2006-08-23
Core Pacific - Yamaichi International (H.K.) Limited
京華山一國際(香港)有限公司
Rep Type 4 - Advising on securities 2004-12-17 2005-08-29

Worked alongside

The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Yvonne Wai See Dunn during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Eugene Chung Axial Capital Management Limited 2005–2006
Jonathan Leonard Coleman Axial Capital Management Limited 2005–2006
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