Timothy Ignatius Rocks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Ignatius Rocks ( ), a licensed former licensee with CE reference ALN243. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-27 | 2013-06-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-01 | 2009-06-22 |