Sum Chau
周沁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Chau (周沁), a licensed former licensee with CE reference ALK383. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-08 | 2006-06-03 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2004-11-08 | 2006-06-03 |