Ka Yan (SFC:ALI747) Lau
劉加殷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan (SFC:ALI747) Lau (劉加殷), a licensed former licensee with CE reference ALI747. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-31 | 2011-11-01 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2010-12-31 | 2011-11-01 |
| T. Rowe Price International, Inc. | Rep | Type 4 — Advising on securities | 2004-12-10 | 2010-12-31 |
| T. Rowe Price International, Inc. | Rep | Type 9 — Asset management | 2004-12-10 | 2010-12-31 |