Tavneet Kaur Bakhshi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tavneet Kaur Bakhshi ( ), a licensed former licensee with CE reference ALI504. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pioneer Global Investments (HK) Limited |
Rep | Type 1 — Dealing in securities | 2006-05-26 | 2007-05-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-25 | 2006-04-13 |