Tavneet Kaur Bakhshi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tavneet Kaur Bakhshi, a licensed former licensee with CE reference ALI504. This person has 2.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pioneer Global Investments (HK) Limited | Rep | Type 1 - Dealing in securities | 2006-05-26 | 2007-05-15 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-25 | 2006-04-13 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Tavneet Kaur Bakhshi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.