Hozefa Moiz Topiwalla
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hozefa Moiz Topiwalla, CE reference ALI161. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 4 — Advising on securities | 2024-08-20 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2024-08-14 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2016-03-08 | 2024-08-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-14 | 2024-01-25 |