Lucia Yuen Kei Kwong
鄺琬琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lucia Yuen Kei Kwong (鄺琬琪), a licensed former licensee with CE reference ALH902. This person has 6.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NF Trinity Capital (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-08-26 | 2019-06-30 |
| NF Trinity Capital (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2014-08-26 | 2019-06-30 |
| Nan Fung Investment Adviser Limited 南豐投資顧問有限公司 |
Rep | Type 9 - Asset management | 2013-10-09 | 2014-08-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-30 | 2005-08-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lucia Yuen Kei Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.