Lucia Yuen Kei Kwong
鄺琬琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lucia Yuen Kei Kwong (鄺琬琪), a licensed former licensee with CE reference ALH902. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NF Trinity Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2014-08-26 | 2019-06-30 |
| NF Trinity Capital (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2014-08-26 | 2019-06-30 |
| Nan Fung Investment Adviser Limited 南豐投資顧問有限公司 |
Rep | Type 9 — Asset management | 2013-10-09 | 2014-08-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-30 | 2005-08-18 |