Karen Ka Fai Ng
吳家暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Fai Ng (吳家暉), a licensed former licensee with CE reference ALF793. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-04-11 | 2007-09-13 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-14 | 2005-12-07 |