Karen Ka Fai Ng
吳家暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Ka Fai Ng (吳家暉), a licensed former licensee with CE reference ALF793. This person has 2.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2006-04-11 | 2007-09-13 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-14 | 2005-12-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Ka Fai Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.