Chao Lou
樓超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Lou (樓超), a licensed Representative with CE reference ALF238. Currently licensed at 1 firm(s): Morgan Stanley Asia Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-06-22 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-22 | 2024-01-16 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-02 | 2005-07-28 |