Carpenter Wai Kuen Wat
屈偉權
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carpenter Wai Kuen Wat (屈偉權), a licensed former licensee with CE reference ALD145. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-11-11 | 2009-01-07 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-08-23 | 2005-11-01 |