Daniel Robert Hegglin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Robert Hegglin ( ), a licensed former licensee with CE reference ALB975. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TT International (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2009-12-03 | 2013-03-01 |
| TT International (Hong Kong) Limited | RO | Type 2 — Dealing in futures contracts | 2009-12-03 | 2013-03-01 |
| TT International (Hong Kong) Limited | RO | Type 9 — Asset management | 2009-08-28 | 2013-03-01 |
| TT International (London) Limited | RO | Type 9 — Asset management | 2009-08-28 | 2013-03-01 |
| TT International (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-08-03 | 2009-08-28 |
| TT International (London) Limited | Rep | Type 9 — Asset management | 2009-08-03 | 2009-08-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-04-07 | 2009-02-27 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 2 — Dealing in futures contracts | 2005-02-16 | 2009-02-27 |
| Morgan Stanley Hong Kong Futures Limited | RO | Type 7 — Providing automated trading services | 2005-02-16 | 2009-02-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-10 | 2009-02-27 |
| Morgan Stanley Hong Kong Securities Limited | RO | Type 1 — Dealing in securities | 2004-12-10 | 2009-02-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
RO | Type 7 — Providing automated trading services | 2004-12-10 | 2009-02-27 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-18 | 2004-12-10 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2004-08-18 | 2004-12-10 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2004-08-18 | 2005-02-16 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2004-08-18 | 2005-02-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2004-08-18 | 2004-12-10 |