Gary Ephraim Aderman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gary Ephraim Aderman ( ), a licensed former licensee with CE reference AKX237. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2005-08-04 | 2009-07-27 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 — Asset management | 2005-08-04 | 2009-07-27 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-09 | 2005-01-08 |