Kenichi Niizeki
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kenichi Niizeki, a licensed former licensee with CE reference AKW775. This person has 2.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ARTS Capital Management Limited | RO | Type 9 - Asset management | 2007-12-20 | 2008-02-28 |
| Double Haven Capital (Hong Kong) Limited | RO | Type 9 - Asset management | 2007-02-16 | 2007-06-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-30 | 2006-10-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2004-06-30 | 2006-10-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2004-06-30 | 2006-10-06 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 - Providing automated trading services | 2004-06-30 | 2006-10-06 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Kenichi Niizeki during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.