Daniel Matthew Wolff
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Matthew Wolff ( ), a licensed former licensee with CE reference AKV264. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Senrigan Capital Group Limited | Rep | Type 9 — Asset management | 2009-09-01 | 2018-02-28 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2008-07-07 | 2009-03-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-02-20 | 2008-06-13 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | 2006-02-20 | 2008-06-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-14 | 2006-02-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-25 | 2008-06-13 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-06-25 | 2006-02-13 |