Wing Sum Ng
吳穎芯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Sum Ng (吳穎芯), a licensed former licensee with CE reference AKS650. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-07 | 2007-04-20 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-02 | 2007-04-20 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-10-14 | 2005-11-01 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-06 | 2005-11-01 |