Kwok Ho Choy
蔡國浩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ho Choy (蔡國浩), a licensed former licensee with CE reference AKL747. This person has 2.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-05 | 2006-11-01 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-28 | 2006-11-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-06-28 | 2006-11-01 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2004-06-28 | 2006-11-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2004-06-28 | 2006-11-01 |
| Hang Seng Futures Limited 恒生期貨有限公司 |
Rep | Type 9 - Asset management | 2004-06-28 | 2005-02-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Ho Choy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.