David George Edward Rickards
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David George Edward Rickards ( ), a licensed former licensee with CE reference AKJ004. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2011-02-17 | 2012-09-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
RO | Type 4 — Advising on securities | 2004-07-13 | 2011-02-17 |