Anne-Marie Suyen Lok

CE No. AJN298 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anne-Marie Suyen Lok (), a licensed former licensee with CE reference AJN298. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
CASH Wealth Management Limited
時富財富管理有限公司
Rep Type 4 — Advising on securities 2009-07-13 2010-01-30
AXA Financial Planning (Hong Kong) Limited
安盛理財策劃(香港)有限公司
Rep Type 4 — Advising on securities 2005-08-10 2009-01-20
Network Financial Services Limited
萬匯理財策劃有限公司
Rep Type 4 — Advising on securities 2004-03-16 2005-08-04

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