Anne-Marie Suyen Lok
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anne-Marie Suyen Lok ( ), a licensed former licensee with CE reference AJN298. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-13 | 2010-01-30 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-10 | 2009-01-20 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 — Advising on securities | 2004-03-16 | 2005-08-04 |