Sau Kuen Lee
李秀娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Kuen Lee (李秀娟), a licensed former licensee with CE reference AJM848. This person has 8.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pantheon Securities Limited 全利證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-10-30 | 2021-07-15 |
| Red Eagle Securities Limited 漢英證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-09-22 | 2019-04-30 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-09 | 2017-09-15 |
| PC Securities Limited 寶鉅證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-24 | 2016-04-28 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-02-29 | 2014-01-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Kuen Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.