Tung Him Chan
陳棟謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Him Chan (陳棟謙), a licensed former licensee with CE reference AJK655. This person has 11.5 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-12-31 | 2015-08-21 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-12-31 | 2015-08-21 |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-11-19 | 2007-12-31 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-09-20 | 2007-11-07 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-27 | 2007-11-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tung Him Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.