Toshiyasu Iiyama
飯山俊康
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toshiyasu Iiyama (飯山俊康), a licensed former licensee with CE reference AJK522. This person has 8.4 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-20 | 2019-06-03 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-03-20 | 2018-06-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-20 | 2018-06-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-03-20 | 2018-06-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-03-20 | 2018-06-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2015-06-01 | 2018-03-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2015-06-01 | 2018-03-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2015-06-01 | 2018-03-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 5 - Advising on futures contracts | 2015-06-01 | 2018-03-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2015-06-01 | 2018-03-20 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2008-12-17 | 2009-04-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-12-17 | 2009-04-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-12-17 | 2009-04-02 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-04-22 | 2008-12-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2008-04-22 | 2008-12-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-04-22 | 2008-12-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2005-03-22 | 2007-07-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2005-03-22 | 2007-07-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2005-03-22 | 2007-07-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-03-22 | 2007-07-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-12-13 | 2005-03-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-25 | 2005-03-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-26 | 2005-03-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-01-26 | 2005-03-22 |