Franklin Fu
傅一軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Franklin Fu (傅一軒), a licensed former licensee with CE reference AJI671. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-15 | 2013-05-31 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-27 | 2013-05-31 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-06-27 | 2011-12-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 — Providing automated trading services | 2011-06-27 | 2013-05-31 |
| Segantii Capital Management Limited | Rep | Type 9 — Asset management | 2010-04-27 | 2010-07-23 |
| Point72 Hong Kong Limited | Rep | Type 9 — Asset management | 2008-07-28 | 2009-12-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-26 | 2007-12-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-26 | 2007-12-18 |