Agatha Chen
陳天淳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Agatha Chen (陳天淳), a licensed former licensee with CE reference AJI534. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-08-24 | 2004-09-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-01-26 | 2004-08-04 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-26 | 2004-08-04 |