Kwok Wai Tam
譚國威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wai Tam (譚國威), a licensed former licensee with CE reference AJI032. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2004-12-17 | 2006-05-03 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-12-17 | 2006-05-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-17 | 2004-11-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-17 | 2004-11-02 |