Kwok Wing (SFC:AJH433) Ng
吳國榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Wing (SFC:AJH433) Ng (吳國榮), a licensed former licensee with CE reference AJH433. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2018-01-16 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2004-01-30 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-15 | 2018-01-16 |