Guozhong Liang
梁国忠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guozhong Liang (梁国忠), a licensed former licensee with CE reference AJG523. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-14 | 2023-10-21 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-10-14 | 2023-10-21 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-09 | 2023-10-21 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-18 | 2008-12-01 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-10-04 | 2008-12-01 |