James Ying Lau
劉營
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ying Lau (劉營), a licensed former licensee with CE reference AJG442. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2005-11-29 | 2010-11-15 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2004-01-16 | 2005-09-26 |