Hong Lum Carrie Dorothy Lee
李康琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hong Lum Carrie Dorothy Lee (李康琳), a licensed former licensee with CE reference AJG269. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-07 | 2020-08-24 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-11 | 2010-04-02 |