Lok Wah Li
李樂華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Wah Li (李樂華), a licensed former licensee with CE reference AJG026. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-18 | 2018-03-02 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-01-02 | 2018-03-02 |