Winnie Tin Yan To
陶天茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnie Tin Yan To (陶天茵), a licensed former licensee with CE reference AJF374. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-02 | 2006-12-28 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-12-02 | 2006-12-28 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2003-12-02 | 2006-12-28 |