Robert Walmsley Yates
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert Walmsley Yates ( ), a licensed former licensee with CE reference AJE873. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fox-Pitt, Kelton (Asia) Limited | Rep | Type 4 — Advising on securities | 2003-10-13 | 2003-10-20 |