Kai Chiu Lam
林啟超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Chiu Lam (林啟超), a licensed former licensee with CE reference AJE179. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-19 | 2008-05-14 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-10-05 | 2008-05-14 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2004-09-10 | 2006-08-30 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2003-09-26 | 2004-09-02 |