David Glen Pierce
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Glen Pierce, a licensed former licensee with CE reference AJD764. This person has 14.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HQ Capital Asia Limited | RO | Type 4 - Advising on securities | 2016-11-03 | 2023-12-15 |
| FLAG Squadron Asia Limited | RO | Type 4 - Advising on securities | 2007-11-19 | 2014-04-01 |
| FLAG Squadron Asia Limited | RO | Type 9 - Asset management | 2006-10-24 | 2014-04-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as David Glen Pierce during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.