To (SFC:AJD686) Chan
陳韜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for To (SFC:AJD686) Chan (陳韜), a licensed former licensee with CE reference AJD686. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prime Capital Management Company Limited 湧金資產管理有限公司 |
RO | Type 4 — Advising on securities | 2012-03-15 | 2024-01-31 |
| Prime Capital Management Company Limited 湧金資產管理有限公司 |
RO | Type 9 — Asset management | 2012-03-15 | 2024-01-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 9 — Asset management | 2008-02-21 | 2011-12-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 9 — Asset management | 2005-04-08 | 2005-11-21 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2005-02-15 | 2011-12-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-05-25 | 2011-12-31 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-03 | 2004-05-25 |