Sze Chun Tse
謝思進
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Chun Tse (謝思進), a licensed former licensee with CE reference AJD670. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2007-03-15 | 2007-04-18 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-09-22 | 2007-02-23 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2004-09-22 | 2007-02-23 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-05 | 2004-05-06 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-09-05 | 2004-05-06 |