Shek Hung Yip
葉錫洪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shek Hung Yip (葉錫洪), a licensed former licensee with CE reference AJD606. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-05-19 | 2006-04-26 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-21 | 2005-05-19 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-04-21 | 2006-04-26 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-03-12 | 2004-05-03 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-11-03 | 2003-11-15 |