Shek Hung Yip
葉錫洪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shek Hung Yip (葉錫洪), a licensed former licensee with CE reference AJD606. This person has 1.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2005-05-19 | 2006-04-26 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2005-04-21 | 2005-05-19 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-04-21 | 2006-04-26 |
| Tian Yuan Finance Limited 天元金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-03-12 | 2004-05-03 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-11-03 | 2003-11-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shek Hung Yip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.