Xiaoqing Xu
徐小庆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoqing Xu (徐小庆), a licensed former licensee with CE reference AJD284. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
RO | Type 4 - Advising on securities | 2012-03-22 | 2013-03-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-12 | 2012-03-22 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-02-03 | 2013-03-01 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2003-10-22 | 2005-02-03 |