Harvey Wun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harvey Wun ( ), a licensed former licensee with CE reference AJD165. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pinehill Capital Limited |
RO | Type 9 - Asset management | 2010-09-24 | 2016-11-01 |
| Citadel Asia Limited | Rep | Type 9 - Asset management | 2008-07-23 | 2010-03-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-12 | 2004-03-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-08-12 | 2004-03-08 |