Katsuo Okuno
奧野克男
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katsuo Okuno (奧野克男), a licensed former licensee with CE reference AJC136. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-02-26 | 2009-05-07 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2005-03-30 | 2009-05-07 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 9 — Asset management | 2005-03-30 | 2009-05-07 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2003-10-07 | 2009-05-07 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-10-07 | 2009-05-07 |