Paul Nicholas Louis Berg
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Nicholas Louis Berg ( ), a licensed former licensee with CE reference AJB792. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Pacific Capital Limited 新太平洋資本有限公司 |
RO | Type 9 — Asset management | 2018-04-12 | 2018-11-14 |
| Vegasoul Capital Management (Asia) Limited |
RO | Type 4 — Advising on securities | 2010-01-29 | 2010-08-02 |
| Vegasoul Capital Management (Asia) Limited |
RO | Type 9 — Asset management | 2010-01-29 | 2010-08-02 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 4 — Advising on securities | 2007-12-21 | 2009-03-20 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
RO | Type 9 — Asset management | 2007-12-21 | 2009-03-20 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 4 — Advising on securities | 2003-07-14 | 2007-12-21 |
| Eastspring Investments (Hong Kong) Limited 瀚亞投資(香港)有限公司(以(瀚亞投資)名義經營業務) |
Rep | Type 9 — Asset management | 2003-07-14 | 2007-12-21 |