Turhan Woo
胡德恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Turhan Woo (胡德恩), a licensed former licensee with CE reference AJB433. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-13 | 2026-02-06 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-02-13 | 2026-02-06 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-03-30 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-13 | 2017-02-12 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-26 | 2012-03-31 |
| Toyo Securities Asia Limited 東洋證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-01 | 2012-03-31 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-12-04 | 2005-12-31 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-12-04 | 2005-12-31 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2003-08-05 | 2003-09-05 |