Betty Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Betty Kim, a licensed former licensee with CE reference AIZ370. This person has 0.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bloomberg Tradebook Hong Kong Limited | RO | Type 1 - Dealing in securities | 2003-08-13 | 2003-10-03 |
| Bloomberg Tradebook Hong Kong Limited | RO | Type 7 - Providing automated trading services | 2003-08-13 | 2003-10-01 |
| Bloomberg Tradebook Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2003-06-11 | 2003-08-13 |
| Bloomberg Tradebook Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2003-06-11 | 2003-08-13 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Betty Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.