Tiana Wai Shan Chu
朱惠珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tiana Wai Shan Chu (朱惠珊), a licensed former licensee with CE reference AIZ257. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-09 | 2014-06-30 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-24 | 2011-04-28 |
| Patterson Financial Services Limited | Rep | Type 4 — Advising on securities | 2003-06-25 | 2008-03-01 |