Peter Dermot Mayes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Dermot Mayes, a licensed former licensee with CE reference AIZ019. This person has 7.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-05-21 | 2011-04-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2003-05-21 | 2011-04-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-05-21 | 2011-04-09 |