Alain Frederic Dublin
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alain Frederic Dublin ( ), a licensed former licensee with CE reference AIY944. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-25 | 2006-04-01 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-02-25 | 2004-11-29 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 9 — Asset management | 2004-02-25 | 2004-11-29 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-05-29 | 2003-12-24 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-05-29 | 2003-12-24 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 9 — Asset management | 2003-05-29 | 2003-12-24 |