Thomas Kieran Peters
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Kieran Peters ( ), a licensed former licensee with CE reference AIY427. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-02-20 | 2004-03-23 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2003-05-13 | 2003-11-04 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2003-05-13 | 2003-07-09 |